identity: grant audit ledger — issue/refresh/revoke events, queryable per subject (10 tests)
Some checks failed
Test, Build, and Deploy / test-build-deploy (push) Failing after 42s

audit.sx is an append-only ledger process. token.sx gains start/1(Audit)
and emits an event on every grant transition (issue, refresh, revoke —
including reuse-triggered revoke); start/0 stays unaudited so existing use
is unchanged (token.sx has no compile-time dep on the audit module, it just
sends to a pid). The ledger answers (identity/audit subject) via
audit/actions/count/all, chronological. In-memory event stream; persist
backing is a later Erlang<->persist bridge, out of scope. 111/111.

Co-Authored-By: Claude Opus 4.8 (1M context) <noreply@anthropic.com>
This commit is contained in:
2026-06-07 01:16:18 +00:00
parent 785faf2441
commit a5c22c5a01
7 changed files with 165 additions and 8 deletions

27
lib/identity/audit.sx Normal file
View File

@@ -0,0 +1,27 @@
;; identity/audit.sx — the grant audit ledger.
;;
;; Every transition that changes a grant — issue, refresh, revoke (and,
;; wired from oauth, consent) — appends an immutable event to this
;; append-only process. The ledger is queryable by subject, which is what
;; `(identity/audit subject)` answers. This is the in-memory realisation
;; of the event stream; a persist-backed stream is a later substrate
;; concern (Erlang↔persist bridge), kept out of scope here per the loop's
;; \"in-memory log until persist lands\" allowance — the queryable
;; semantics are identical.
;;
;; Events are {Seq, Subject, Action}; Seq is a monotonic sequence number.
;; Reads return chronological (oldest-first) order:
;;
;; record(A, Subject, Action) -> ok (one-way; FIFO-ordered)
;; audit(A, Subject) -> [{Seq, Subject, Action}, ...]
;; actions(A, Subject) -> [Action, ...]
;; count(A, Subject) -> N
;; all(A) -> [{Seq, Subject, Action}, ...]
(define
identity-audit-source
"-module(identity_audit).\n\n start() ->\n spawn(fun () -> loop([], 0) end).\n\n record(A, Subject, Action) ->\n A ! {event, Subject, Action},\n ok.\n\n audit(A, Subject) ->\n A ! {audit, Subject, self()},\n receive {audit_reply, R} -> R end.\n\n actions(A, Subject) ->\n A ! {actions, Subject, self()},\n receive {audit_reply, R} -> R end.\n\n count(A, Subject) ->\n A ! {count, Subject, self()},\n receive {audit_reply, R} -> R end.\n\n all(A) ->\n A ! {all, self()},\n receive {audit_reply, R} -> R end.\n\n loop(Events, Seq) ->\n receive\n {event, Subject, Action} ->\n loop([{Seq, Subject, Action} | Events], Seq + 1);\n {audit, Subject, From} ->\n From ! {audit_reply, collect(Subject, Events, [])},\n loop(Events, Seq);\n {actions, Subject, From} ->\n From ! {audit_reply, action_list(Subject, Events, [])},\n loop(Events, Seq);\n {count, Subject, From} ->\n From ! {audit_reply, count_subj(Subject, Events, 0)},\n loop(Events, Seq);\n {all, From} ->\n From ! {audit_reply, reverse(Events, [])},\n loop(Events, Seq);\n {stop, From} ->\n From ! {audit_reply, ok}\n end.\n\n collect(_, [], Acc) -> Acc;\n collect(Subject, [{Seq, S, A} | Rest], Acc) ->\n case S =:= Subject of\n true -> collect(Subject, Rest, [{Seq, S, A} | Acc]);\n false -> collect(Subject, Rest, Acc)\n end.\n\n action_list(_, [], Acc) -> Acc;\n action_list(Subject, [{_, S, A} | Rest], Acc) ->\n case S =:= Subject of\n true -> action_list(Subject, Rest, [A | Acc]);\n false -> action_list(Subject, Rest, Acc)\n end.\n\n count_subj(_, [], N) -> N;\n count_subj(Subject, [{_, S, _} | Rest], N) ->\n case S =:= Subject of\n true -> count_subj(Subject, Rest, N + 1);\n false -> count_subj(Subject, Rest, N)\n end.\n\n reverse([], Acc) -> Acc;\n reverse([H | T], Acc) -> reverse(T, [H | Acc]).")
(define
identity-load-audit!
(fn () (erlang-load-module identity-audit-source)))

View File

@@ -36,6 +36,7 @@ SUITES=(
"sso|id-sso-test-pass|id-sso-test-count"
"membership|id-membership-test-pass|id-membership-test-count"
"cache|id-cache-test-pass|id-cache-test-count"
"audit|id-audit-test-pass|id-audit-test-count"
)
cat > "$TMPFILE" << 'EPOCHS'
@@ -54,6 +55,7 @@ cat > "$TMPFILE" << 'EPOCHS'
(load "lib/identity/oauth.sx")
(load "lib/identity/membership.sx")
(load "lib/identity/cache.sx")
(load "lib/identity/audit.sx")
(load "lib/identity/tests/session.sx")
(load "lib/identity/tests/token.sx")
(load "lib/identity/tests/registry.sx")
@@ -62,6 +64,7 @@ cat > "$TMPFILE" << 'EPOCHS'
(load "lib/identity/tests/sso.sx")
(load "lib/identity/tests/membership.sx")
(load "lib/identity/tests/cache.sx")
(load "lib/identity/tests/audit.sx")
(epoch 100)
(eval "(list id-session-test-pass id-session-test-count)")
(epoch 101)
@@ -78,6 +81,8 @@ cat > "$TMPFILE" << 'EPOCHS'
(eval "(list id-membership-test-pass id-membership-test-count)")
(epoch 107)
(eval "(list id-cache-test-pass id-cache-test-count)")
(epoch 108)
(eval "(list id-audit-test-pass id-audit-test-count)")
EPOCHS
timeout 600 "$SX_SERVER" < "$TMPFILE" > "$OUTFILE" 2>&1

View File

@@ -1,7 +1,7 @@
{
"language": "identity",
"total_pass": 101,
"total": 101,
"total_pass": 111,
"total": 111,
"suites": [
{"name":"session","pass":11,"total":11,"status":"ok"},
{"name":"token","pass":18,"total":18,"status":"ok"},
@@ -10,6 +10,7 @@
{"name":"oauth","pass":17,"total":17,"status":"ok"},
{"name":"sso","pass":10,"total":10,"status":"ok"},
{"name":"membership","pass":17,"total":17,"status":"ok"},
{"name":"cache","pass":9,"total":9,"status":"ok"}
{"name":"cache","pass":9,"total":9,"status":"ok"},
{"name":"audit","pass":10,"total":10,"status":"ok"}
]
}

View File

@@ -1,6 +1,6 @@
# identity-on-sx Scoreboard
**Total: 101 / 101 tests passing**
**Total: 111 / 111 tests passing**
| | Suite | Pass | Total |
|---|---|---|---|
@@ -12,6 +12,7 @@
| ✅ | sso | 10 | 10 |
| ✅ | membership | 17 | 17 |
| ✅ | cache | 9 | 9 |
| ✅ | audit | 10 | 10 |
Generated by `lib/identity/conformance.sh`.

109
lib/identity/tests/audit.sx Normal file
View File

@@ -0,0 +1,109 @@
;; identity/tests/audit.sx — the grant audit ledger. Every grant
;; transition is recorded; the ledger is queryable per subject and
;; chronological. Covers issue/refresh/revoke wiring through the token
;; registry, reuse-triggered revoke, per-subject isolation, and direct
;; ledger use.
(define id-audit-test-count 0)
(define id-audit-test-pass 0)
(define id-audit-test-fails (list))
(define
id-audit-test
(fn
(name actual expected)
(set! id-audit-test-count (+ id-audit-test-count 1))
(if
(= actual expected)
(set! id-audit-test-pass (+ id-audit-test-pass 1))
(append! id-audit-test-fails {:name name :expected expected :actual actual}))))
(define ida-ev erlang-eval-ast)
(define idanm (fn (v) (get v :name)))
(identity-load-audit!)
(identity-load-token!)
;; ── issue is audited ─────────────────────────────────────────────
(id-audit-test
"issue records one event for the subject"
(ida-ev
"A = identity_audit:start(),\n Reg = identity_tokens:start(A),\n identity_tokens:issue(Reg, alice, web, read),\n identity_audit:count(A, alice)")
1)
(id-audit-test
"the recorded action is issue"
(idanm
(ida-ev
"A = identity_audit:start(),\n Reg = identity_tokens:start(A),\n identity_tokens:issue(Reg, alice, web, read),\n case identity_audit:actions(A, alice) of\n [issue] -> matched;\n _ -> nomatch\n end"))
"matched")
;; ── full grant lifecycle is audited in order ─────────────────────
(id-audit-test
"issue, refresh, revoke are recorded in order"
(idanm
(ida-ev
"A = identity_audit:start(),\n Reg = identity_tokens:start(A),\n {ok, G, R} = identity_tokens:issue_grant(Reg, alice, web, read),\n identity_tokens:refresh(Reg, R),\n identity_tokens:revoke(Reg, G),\n case identity_audit:actions(A, alice) of\n [issue, refresh, revoke] -> matched;\n _ -> nomatch\n end"))
"matched")
;; ── reuse-triggered revoke is audited ────────────────────────────
(id-audit-test
"a refresh-reuse cascade records a revoke event"
(idanm
(ida-ev
"A = identity_audit:start(),\n Reg = identity_tokens:start(A),\n {ok, _G, R} = identity_tokens:issue_grant(Reg, alice, web, read),\n identity_tokens:refresh(Reg, R),\n identity_tokens:refresh(Reg, R),\n case identity_audit:actions(A, alice) of\n [issue, refresh, revoke] -> matched;\n _ -> nomatch\n end"))
"matched")
;; ── per-subject isolation ────────────────────────────────────────
(id-audit-test
"the ledger separates subjects"
(ida-ev
"A = identity_audit:start(),\n Reg = identity_tokens:start(A),\n identity_tokens:issue(Reg, alice, web, read),\n identity_tokens:issue(Reg, bob, cli, write),\n identity_tokens:issue(Reg, alice, mobile, read),\n identity_audit:count(A, alice)")
2)
(id-audit-test
"an unaudited subject has zero events"
(ida-ev
"A = identity_audit:start(),\n Reg = identity_tokens:start(A),\n identity_tokens:issue(Reg, alice, web, read),\n identity_audit:count(A, ghost)")
0)
;; ── the full log accumulates across subjects ─────────────────────
(id-audit-test
"all events accumulate in the ledger"
(ida-ev
"A = identity_audit:start(),\n Reg = identity_tokens:start(A),\n identity_tokens:issue(Reg, alice, web, read),\n identity_tokens:issue(Reg, bob, cli, write),\n length(identity_audit:all(A))")
2)
;; ── start/0 stays unaudited (no regression) ──────────────────────
(id-audit-test
"an unaudited registry still issues working tokens"
(idanm
(ida-ev
"Reg = identity_tokens:start(),\n {ok, T} = identity_tokens:issue(Reg, alice, web, read),\n case identity_tokens:introspect(Reg, T) of\n {active, _, _, _} -> active;\n {inactive} -> inactive\n end"))
"active")
;; ── direct ledger use (e.g. login/consent events) ────────────────
(id-audit-test
"events can be recorded directly on the ledger"
(idanm
(ida-ev
"A = identity_audit:start(),\n identity_audit:record(A, alice, login),\n identity_audit:record(A, alice, consent),\n case identity_audit:actions(A, alice) of\n [login, consent] -> matched;\n _ -> nomatch\n end"))
"matched")
(id-audit-test
"an audit entry carries its subject"
(idanm
(ida-ev
"A = identity_audit:start(),\n identity_audit:record(A, alice, login),\n case identity_audit:audit(A, alice) of\n [{_, Subject, _}] -> Subject;\n _ -> nomatch\n end"))
"alice")
(define
id-audit-test-summary
(str "audit " id-audit-test-pass "/" id-audit-test-count))

File diff suppressed because one or more lines are too long

View File

@@ -19,7 +19,7 @@ through the event log, all authorization questions delegated to `acl-on-sx`.
## Status (rolling)
`bash lib/identity/conformance.sh`**101/101** (Phases 13 complete)
`bash lib/identity/conformance.sh`**111/111** (Phases 13 + audit ledger)
## Ground rules
@@ -73,11 +73,19 @@ lib/identity/api.sx ── (identity/login) (identity/grant?) (identity/revoke)
- [x] grant verification delegated cache (mirror Redis-cache pattern)
## Phase 4 — Audit + federation
- [ ] every issue/refresh/revoke is a `persist` event; `(identity/audit subject)`
- [x] every issue/refresh/revoke is a `persist` event; `(identity/audit subject)`
- [ ] federated identity (peer-asserted subject) — advisory, trust-gated stub
- [ ] tests: audit completeness, cross-instance subject mapping
## Progress log
- 2026-06-07 — `audit.sx`: append-only grant audit ledger (an Erlang
process). `token.sx` gains `start/1(Audit)` and emits issue/refresh/revoke
events (incl. reuse-triggered revoke); `start/0` stays unaudited (no
regression — token.sx has no compile-time dep on the audit module, just
sends to a pid). Ledger queryable per subject — `audit`/`actions`/`count`/
`all`, chronological. In-memory event stream (persist-backing is a future
Erlang↔persist bridge, out of scope per loop allowance). New
tests/audit.sx (10). +10 → 111/111.
- 2026-06-07 — `cache.sx`: delegated grant-verification cache (Redis-cache
pattern) wrapping the token registry. introspect memoised; generation
invalidation keeps revocation real — any revoke/refresh bumps a generation